Abstract:
Nowadays, the production of bioethanol from lignocellulosic biomass has attracted significant
attention worldwide. This is mainly due to the rise in petroleum oil prices and the depletion of oil
reserves, which have led to a highly volatile energy market. Every year, all the petroleum used in
Ethiopia is imported from abroad. Dependence on foreign petroleum is a real threat to the
national economy, as the supply of most commodities is affected by petroleum prices. Hence,
promoting bioethanol is one of the initiatives for the development of a sustainable economy. In
Ethiopia, there are diverse and abundant agro-industrial lignocellulosic residues that are not yet
utilized for bioethanol production. Enset fiber and sugarcane bagasse are among them with a
high concentration of cellulose and hemicellulose, making them potential candidates for the
sustainable production of bioethanol. The ability to convert these agro-industrial lignocellulosic
feedstocks to bioethanol is a key to making it competitive with petroleum-based fuels. However,
the recalcitrant nature of lignocellulosic biomass makes this conversion a challenging process.
An effective pretreatment can reduce the recalcitrant of lignocellulosic biomass by removing
lignin, decreasing cellulose crystallinity, and increasing the specific surface area for efficient and
higher conversion to fermentable sugars during hydrolysis. Fermenting organisms then convert
the sugars into bioethanol. Among the chemical pretreatments, alkaline pretreatment is highly
efficient in selectively removing lignin and hemicellulose without degrading cellulose and it can
also be conducted under mild process conditions. The disadvantages of mild alkaline
pretreatment are the long pretreatment duration and the requirement of a high amount of
corrosive chemicals. Therefore, the research study presented in this PhD thesis addressed some
of the challenges associated with the conversion of lignocellulosic biomass into fermentable
sugars. The study specifically aims to investigate potential agro-industrial residue pretreatment
techniques to provide a more digestible substrate that is highly susceptible to enzymatic attack.
The biomass feedstocks were first pretreated using novel technologies such as ball milling,
ultrasonication and deep eutectic solvents to intensify or replace the conventional mild alkaline
pretreatment process. Following pretreatment, samples were hydrolyzed using cellulase to
determine the reducing sugar release potential of the pretreated samples. The delignification
extent of the pretreatment methods was evaluated using National Renewable Energy Laboratory
(NREL) protocols. Furthermore, the pretreated samples were characterized using scanning
electron microscopy (SEM), X-ray diffraction (XRD), Fourier transform infrared spectroscopy
(FTIR) and laser diffraction particle size analyzers to understand the physicochemical changes
induced by the pretreatments.
This study was divided into three main goals. The first goal was to investigate the effects of a
single, sequential and simultaneous (dry chemomechanical) coupling of ball milling and mild
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alkaline pretreatment on the physicochemical characteristics and enzymatic saccharification of
Enset fiber. It was found that the simultaneous (dry chemomechanical) pretreatment was superior
to other pretreatment schemes. The simultaneous action of alkali and planetary ball milling in the
dry chemomechanical pretreatment acted synergistically to intensify the pretreatment and
enhance the production of glucose. The maximum glucose yield achieved from the dry
chemomechanical method was 581 g/kg of pretreated Enset fiber, which is 86 and 22% higher
than that achieved from single alkaline and single dry ball milling pretreatments, respectively.
Compared to the sequential pretreatments, the dry chemomechanical pretreatment resulted in
comparable glucose yield from hydrolysis while cutting the pretreatment time from 120 to 90
min. Moreover, the energy efficiency of dry chemomechanical pretreatment was 1.3, 5.3 and 7.8
times higher than the energy efficiency of dry ball milling, sequential and alkaline pretreatments,
respectively. Therefore, the action of alkali and planetary ball milling in the dry
chemomechanical pretreatment acted synergistically to intensify the pretreatment and enhance
the production of glucose.
In the second stage of this work, the effect of different processing parameters such as ultrasonic
power density, ultrasonication time and alkaline concentration in the conventional and
ultrasound-assisted alkaline pretreatment on the extent of delignification, physicochemical
characteristics, and enzymatic saccharification of sugarcane bagasse and Enset fiber have been
investigated. The obtained results show that sugarcane bagasse subjected to ultrasound-assisted
alkaline pretreatment (3% NaOH, 1.88W/ml ultrasonic power density and 60 min duration)
released significantly higher glucose from subsequent enzymatic saccharification, 487 g/kg
biomass, compared to that obtained from the conventional approach, 373 g/kg biomass. On the
other hand, ultrasound-assisted alkaline pretreatment of Enset fiber (1.5% NaOH, 1.88W/ml
ultrasonic power density and 30 min duration) resulted in a maximum glucose yield of 540 g/kg
biomass compared to 431 g/kg biomass for the conventional alkaline pretreatment. In addition,
ultrasound-assisted alkaline pretreatment showed a 65% reduction in NaOH consumption and a
30 min reduction in pretreatment time, compared to the conventional approach. Overall, the
synergy between alkali and ultrasound in the combined pretreatment approach enhances the
accessibility of cellulose in sugar cane bagasse and Enset fiber, thereby increasing the production
of glucose
The third and last goal of this research study was to investigate the effect of sequential ball
milling (500 rpm, 10 min) followed by deep eutectic solvents (DESs) (choline chloride: ethylene
glycol (ChCl:EG) and choline chloride: lactic acid (ChCl:LA)) pretreatment on the extent of
delignification and enzymatic saccharification of Enset fiber. Alkaline retreatment using 6% w/v
NaOH solution was carried out for the purpose of comparison. It was found that DESs alone
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could not increase the glucose yield from Enset fiber. The maximum glucose yields were 149
and 185 g/kg biomass for the pretreatments with ChCl:EG and ChCl:LA solvents, respectively,
compared with 490 g/kg biomass obtained from NaOH pretreated Enset fiber. However, the
sequential planetary ball milling and DESs pretreatment increased the glucose yield more
efficiently than the DESs pretreatment alone. The glucose yields obtained were 309 and 453 g/kg
biomass for the BM-ChCl:EG and BM-ChCl:LA pretreatments, respectively. Therefore, the
sequential pretreatment of BM-ChCl:LA was proposed as an alternative to the conventional
alkaline pretreatment, allowing higher glucose recovery comparable to NaOH pretreatment.
Therefore, the sequential pretreatment of BM-ChCl:LA has been proposed as an alternative to
the conventional pretreatment, enabling glucose recovery comparable to NaOH pretreatment (6%
w/v). The result will provide useful information on the intensification of the biorefinery process
for efficient utilization of Enset fiber.
In general, integrated pretreatment methods lead to significant physical and chemical changes in
the agro-industrial residues. Dry chemomechanical pretreatment is superior to ultrasoundassisted alkaline pretreatment to induce significant changes in crystallinity, morphology, and
particle size. These changes greatly improved hydrolysis performance and glucose yield during
enzymatic hydrolysis. At lower NaOH concentration pretreatment, 34% more glucose was
produced from enzymatic saccharification of dry chemomechanical pretreated Enset fiber
compared to that produced from ultrasound-assisted alkaline pretreated Enset fiber. Moreover,
dry chemomechanical pretreatment has 13.5 times higher energy efficiency than ultrasoundassisted alkaline pretreatment. Furthermore, the amount of water required to rinse the dry
chemomechanical pretreated Enset fiber was smaller than that required by ultrasound-assisted
alkaline pretreated samples, therefore it reduced the consumption of water and the generation of
wastewater. In conclusion, dry chemomechanical pretreatment is a promising technique for the
scale-up and commercialization of bioethanol production from lignocellulosic materials with
minimized operating costs, reduced environmental impacts, and improved performance.
Keywords: Bioethanol, Crystallinity, Deep eutectic solvents, Lignocellulosic biomass,
Morphology, Planetary ball milling, Ultrasonication