Abstract:
Background: The quality of air inside homes where people spend a large part of their life is an
important determinant of a healthy life. However, household air pollution (HAP) from biomass fuel combustion in traditional cookstoves has currently appeared as one of the most serious
threats to public health with a recent burden estimate of 2.6 million premature deaths every year
worldwide.
Although HAP affects all stages of life, children are particularly vulnerable and sensitive to the
damaging health effects of HAP due to both their physiology as well as to the extent of their
exposure. In particular, acute lower respiratory infection (ALRI) in the form of pneumonia is
recognized as the single largest cause of childhood death globally accounting for 16% of the
overall deaths. Studies also reported a higher prevalence of childhood acute respiratory infection
in Ethiopia, which ranges from 16% up to 33.5%.
The use of improved cookstoves has been widely encouraged to reduce these health burdens. It
is, however, unclear as to whether it is possible to prevent the burden of HAP-induced diseases
such as childhood ALRI with biomass-fuelled improved cookstove interventions. The evidence
regarding the child health effect of biomass-fuelled improved cookstove intervention still attracts
wide debate; and the efforts to disseminate various types of improved cookstove technologies
have faced challenges in adoption in most sub-Saharan countries, including Ethiopia.
Therefore, this thesis research focused on the extent of HAP-induced child health burden as well
as on improved cookstove technology adoption and the effect of biomass-fuelled improved
cookstove intervention in Northwest Ethiopia; where the ALRI is one of the leading causes of
morbidity in children.
Objectives: This thesis research aimed at four different but interrelated major research
objectives. These are identifying the factors associated with the burden of childhood acute lower
respiratory infection, identifying the factors that may act as facilitators or barriers to improved
cookstove technology adoption, examining the effect of a biomass-fuelled improved cookstove
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intervention in reducing the concentration of HAP, and investigating the effect of a biomass fuelled improved cookstove intervention on morbidity of childhood ALRI.
Methods: All studies of this thesis research were conducted in Mecha Health and Demographic
Surveillance site in Northwest Ethiopia. In general, studies comprised of cross-sectional and
cluster-randomized controlled trials with a longitudinal experimental design were conducted to
answer different but interrelated research questions such as whether the use of biomass-fuelled
“improved cookstove intervention leads to a decrease in the concentrations of HAP and
morbidity of childhood acute lower respiratory infection. All households under the “Mecha” Health and Demographic Surveillance site with at least one
less than 4 years old child were eligible for participation in the cross-sectional studies. Among
which households who were exclusive users of the traditional cookstove method for “Injera” baking were eligible for participation in the longitudinal trial studies. In order to attain the
advantage of having a larger sample size, we considered a sample size of about 5830 households
for Paper I and II from the baseline data of the wider stove trial project in Paper IV; and sample
sizes of 990 households within 18 clusters and 2,750 children within 50 clusters per arm were
considered for Paper III and IV respectively.
Baseline data collection on childhood ALRI related variables were carried out by trained local
nurses through face-to-face interviews with the mothers/caregivers of children using a pre-tested
questionnaire as well as through direct verification based on the Integrated Management of
Childhood Illnesses algorithm. Also, HAP related data were collected at baseline by measuring
the concentration of indoor particulate matter with a diameter of less than 2.5 micrometers using
digital Dylos DC1700 air quality monitors. Replacing the traditional cookstove method with an improved cookstove method, locally called
“Mirt” (“best”) improved cookstove, was the intervention. The households that were randomized
to the intervention arm were identified using the permanent “Mecha” Health and Demographic
Surveillance System house number, and the intervention was delivered at the beginning of the
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study period to all eligible households allocated in the intervention arm. Households with the
traditional cookstove method were served as control arms.
After baseline data collection and implementation of the intervention, a total of four follow-up
surveys were conducted for one-year at approximately three-month intervals for longitudinal
HAP and childhood ALRI data collection. The effects of several potential predictor variables on
childhood ALRI and improved cookstove adoption outcomes at baseline were analyzed by fitting
binary logistic regression models. Whereas, the effect of improved cookstove intervention on
HAP and childhood ALRI were estimated using the Generalized Estimation Equation modeling
approach among the intention-to-treat population.
Results: Paper I describes the pre-intervention prevalence of childhood ALRI and associated
factors among a total of 5830 children aged less than five years old. The pre-intervention
prevalence rate of childhood ALRI was 19.2% (95% CI: 18.2-20.2) and found to decrease among
children living in homes with chimney, eaves space, and improved cookstove than children
living in households with no chimney, eaves space, and improved cookstove with estimated
AOR of 0.60 (95% CI: 0.51-0.70), 0.70 (95% CI: 0.60-0.84) and 0.43 (95% CI: 0.28- 0.67)
respectively. Whereas, it was found to increase among children living in homes with cow dung
fuel type [AOR=1.54 (95% CI: 1.02-2.33)] and extra indoor burning event [AOR= 2.19 (95%
CI: 1.41-3.40)] when compared with children living in homes with charcoal fuel and no extra
indoor burning event respectively.
Paper II describes the magnitude and factors associated with improved cookstove adoption
among a total of 5,830 households. The improved cookstove technology adoption rate was
12.3% (95% CI: 11.5-13.2). Factors such as households headed by females (AOR 1.96; 95% CI:
1.24-3.10), private house ownership (AOR 4.58; 95% CI: 3.89-6.19), fuel purchasing as the main
source of fuel (AOR 2.13; 95% CI: 1.64-2.76), perceived cheaper price of cookstove (AOR 2.48;
95% CI: 1.91-3.21), and experience of cookstove use demonstration (AOR 2.47; 95% CI: 1.98- 3.07) were played a significant role as facilitators to adoption when compared with male-headed
households, rented households, respondents who reported free fuel collection method as the main
source of fuel, households headed by those who reported perceived expensive price of cookstove
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technology, and households headed by respondents who did not report an experience of stove use
demonstration respectively. Whereas, lower educational level of household head (AOR 0.31;
95% CI: 0.23-0.42) and prior fuel processing requirements of cookstove technology (AOR 0.55;
95% CI: 0.44-0.70) were found to be barriers for adoption.
Paper III presents the effect of improved cookstove intervention on the concentration of HAP
among 1977 households within 18 clusters in each arm (984 households in the control and 993 in
the intervention arm). The baseline concentration of HAP was 855µg/m3
(95% CI: 839-870)
(Intervention = 859, Control = 850); and the post-intervention concentration of HAP was
estimated to be 635µg/m3
(95% CI: 627-642) (Intervention = 465, Control=805) among the
intention-to-treat households. On average, the use of the current biomass-fuelled improved
cookstove in the intervention arm significantly reduces the post-intervention HAP by about
343μg/m3 compared with the continuation of the traditional cookstove method in the control arm
[Ḃ = -343 (95% CI: -350,-336)].
Paper IV presents the health effect of the biomass-fuelled improved cookstove intervention on
ALRI among 5,333 children across 100 clusters in both arms (2,659 in the intervention and 2,674
in the control arm). The baseline childhood ALRI morbidity rate among the intention-to-treat
population was 19.31% (95% CI: 18.30-20.40) with 19.18% and 19.45% in the intervention and
control arms respectively. The average post-intervention childhood ALRI morbidity rate was
found to be 17.9% (95% CI: 17.4-18.4) with 17.5% and 18.3% in the intervention and control
arm respectively. Nevertheless, the biomass-fuelled improved cookstove intervention was not
found to have a statistically significant effect on the longitudinal ALRI morbidity among under 5
years old children with an estimated odds ratio of 0.95 (95% CI: 0.89-1.02) compared with the
continuation of a traditional cookstove method.
Conclusions: High HAP was observed in this study at baseline which might expose family
members to a risk of various health impacts in the study area. Correspondingly, a high burden of
childhood ALRI morbidity was demonstrated by our baseline study which was found to be
associated with lack of chimney, eaves space, and improved cookstove as well as with other
cooking-related factors such as cow dung fuel use and presence of extra indoor burning events.
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Based on the findings of the longitudinal HAP assessment, the biomass-fuelled “Mirt” improved
cookstove intervention significantly reduces the concentration of HAP compared to the use of
the traditional cookstove method. However, the observed post-intervention concentration was
still far greater than the current air quality guideline value. This suggests that, although the
intervention has the potential to reduce HAP exposure; it may not maintain the potential to
significantly reduce the incidence of HAP induced morbidities. Correspondingly, in the child
health part of the trial presented in this thesis, we found no evidence that the “Mirt” intervention
reduces the risk of childhood ALRI morbidity compared with the continuation of a traditional
cookstove method. In general, we interpret this as empirical evidence for lack of intervention
effect, and the “Mirt” improved cookstove technology is likely to have no positive child health
effect.
Recommendations: Families, cooking technology planners, implementers, and policymakers in
Ethiopia and other developing countries should consider the implementation of alternative
biomass-fuelled improved cookstove technologies that could potentially reduce HAP exposure
sufficiently by removing emissions to the outdoor environment with a chimney to avert HAP induced ALRI morbidity among children, who are the most vulnerable and sensitive segment of
the population to the damaging health effects of HAP.
From a future researches point of view, studies should further examine the health effect of
biomass-fuelled improved cookstove interventions using a personal exposure monitoring method
to establish whether the use of the current biomass-fuelled improved cookstove intervention
could be translated into meaningful health benefits.
Trial registration: The trial was registered on August 2, 2018, at clinical trials.gov registry
database (registration identifier number: NCT03612362).
Keywords: Acute lower respiratory infection, adoption, biomass-fuelled, childhood acute lower
respiratory infection, chimney, cooking fuel, cookstove, household air pollution, improved
cookstove, indoor burning, particulate matter.